Supreme Court of the United States
Maples v. Thomas
January 18, 2012565 U.S. 266
Summary
The Supreme Court held that an Alabama death-row prisoner who missed the State's 42-day deadline for appealing the denial of his Rule 32 postconviction petition demonstrated 'cause' excusing that procedural default, because his attorneys of record had abandoned him without notice: the two departing pro bono New York lawyers severed their agency relationship without telling him or withdrawing, the other firm lawyers lacked authority to act, and local counsel never functioned as his agent, leaving him unaware he had been reduced to pro se status. Applying agency principles within the established cause-and-prejudice framework, the Court reasoned that a client cannot be charged with the acts or omissions of an attorney who has ceased acting as his agent, while preserving the general rule that postconviction counsel's negligence does not qualify as cause. Because neither court below reached the prejudice question, it remains open on remand. Justice Alito concurred, attributing the default to a unique 'perfect storm' of eight events rather than any defect in Alabama's representation system; Justice Scalia, joined by Justice Thomas, dissented, contending that other firm lawyers and admitted local counsel remained Maples' agents so the default was chargeable attorney error.
Holding
- Whether abandonment by an attorney of record, without notice to the client, constitutes 'cause' excusing a state procedural default notwithstanding the rule that postconviction counsel's negligence does not.. Yes. When an attorney abandons the client without notice and thereby occasions the default, the principal-agent relationship is severed, the attorney's acts or omissions cannot fairly be attributed to the client, and the abandonment supplies cause. Here, none of Maples' three attorneys of record was in fact serving as his agent during the 42-day appeal period, and he had no reason to suspect he lacked counsel, so he was blocked from complying with the State's procedural rule and cause exists.
Docket 10-63
Cited authorities
- Alabama Rule of Criminal Procedure 32.4
- Rule 4(a)(1)
- Alabama Rule of Appellate Procedure 4(a)(1)
- Federal Rule of Appellate Rule 4(a)(6)
- Ala. Code §15
- CA11
- Ala. Code §15
- Ala. Code §15