Supreme Court of the United States

Rogers v. Tennessee

May 14, 2001532 U.S. 451

Summary

The Supreme Court affirmed the Supreme Court of Tennessee's judicial abolition of the common law 'year and a day rule' and its retroactive application to uphold Rogers's second-degree murder conviction, finding no violation of due process under the Fourteenth Amendment. The Court clarified that the Ex Post Facto Clause limits only legislatures and that due process does not incorporate its Calder categories into restrictions on courts; rather, a judicial alteration of a common law criminal doctrine may be applied retroactively unless it was 'unexpected and indefensible by reference to the law which had been expressed prior to the conduct in issue.' Because the rule was medically obsolete, had been abolished in the vast majority of jurisdictions recently addressing it, and had never once served as a ground of decision in any reported Tennessee case, its abolition was a routine exercise of common law evolution rather than an unpredictable break with prior law. Justices Stevens, Scalia (joined by Stevens and Thomas, and by Breyer as to Part II), and Breyer dissented, contending that all retroactive judicial changes to the criminal law violate due process and that Rogers had no fair warning of the change.

Holding

  • Whether the Due Process Clause incorporates jot-for-jot the Ex Post Facto Clause's Calder categories into limitations on retroactive judicial decisions.. No. The Ex Post Facto Clause by its own terms is a limitation upon the powers of the Legislature and does not apply to courts; extending it to courts through the rubric of due process would circumvent the clear constitutional text, and Bouie's contrary-sounding expansive language was dicta — Bouie's holding rests on core due process concepts of notice, foreseeability, and fair warning.
  • What limitation due process imposes on the retroactive application of judicial alterations of common law doctrines of criminal law.. A judicial alteration of a common law doctrine of criminal law violates the principle of fair warning, and hence must not be given retroactive effect, only where it is 'unexpected and indefensible by reference to the law which had been expressed prior to the conduct in issue.'
  • Whether the Supreme Court of Tennessee's abolition of the year and a day rule, applied retroactively to uphold Rogers's second-degree murder conviction, violated due process.. No. The abolition was not unexpected and indefensible: the rule is an outdated relic whose principal justification — the incapacity of 13th-century medical science to establish causation over time — has been rendered obsolete by advances in medicine; it has been legislatively or judicially abolished in the vast majority of jurisdictions recently addressing it; and at the time of the crime it had only a tenuous foothold in Tennessee, appearing nowhere in the statutory code and mentioned in only three reported cases, each time in dicta, never once serving as a ground of decision.

Docket 99-6218

Cited authorities

  • Tenn. Code Ann. § 39-13-201
  • Tenn. Code Ann. § 39-11-203
  • 59 U. Chi. L. Rev. 1337

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