Ohio Supreme Court
Knapp v. Edwards Laboratories
61 Ohio St. 2d 197 · 400 N.E.2d 384 · 15 Ohio Op. 3d 218
Decided February 13, 1980
Good LawGood law: 72 citing cases carry treatments with no negative treatment.
SummaryHoldingsLater treatmentOpinion of the CourtHolmes, concurring
Summary
The court held that appellants ordinarily bear the primary burden of providing a transcript or an authorized substitute, and that errors dependent on omitted transcript portions generally must be resolved by presuming the lower court’s proceedings valid. Because these plaintiffs had acted with the court’s permission while awaiting the reporter, however, the appellate judgment granting a new trial was reversed and the case remanded to pursue reasonable ways to reconstruct the record before considering a new trial. Justice Holmes, concurring, agreed with the decision and added that Appellate Rule 9(E) permits the court of appeals to correct or supplement the record.
Holdings
- Who bears the burden of providing a transcript for appellate review, and what is the consequence when transcript portions needed to resolve assigned errors are absent?. The appellant bears the primary burden of providing a transcript for appellate review. When portions necessary to resolve assigned errors are omitted, the reviewing court must presume the validity of the lower court’s proceedings and affirm as to those errors. at 199
- Whether an unavailable trial transcript required an immediate new trial or instead warranted remand to pursue available means of completing the record.. The plaintiffs were not entitled to an immediate new trial, and their appeal was not to be rejected by affirming the trial judgments, because they had acted with the court’s permission while awaiting the reporter. The case had to be remanded for appointment of a judge under Civil Rule 63(B) to pursue reasonable ways to complete the record; a new trial should be considered only after those solutions are exhausted. at 200
Written by LawDiver's case analysis.
How later courts treated this case
1,812 opinions cite this case
Cited
Watson Horse Farms, L.L.C. v. Avena, 2026 Ohio 3694. Knapp v. Edwards Laboratories is cited for presumption of regularity.
Cited
Hertneky v. Hertneky, 2026 Ohio 3511. Court cites Knapp to justify presumption of regularity when transcript not filed.
Cited
Graddic v. Wharton, 2025 Ohio 5157. the opinion includes it in the chain of authorities supporting the transcript burden.
Cited
Graddic v. Wharton, 2025 Ohio 5157. the opinion includes it in the chain of authorities supporting the transcript burden.
Cited
Gilles v. Castelli, 2025 Ohio 460. Citing Knapp for the rule that lack of transcript requires presumption of validity and affirmation.
See all citing casesFilter by court, year and treatment in LawDiver. Free, no login.
In this case
Opinion of the Court
The question now before this court is whether plaintiffs are entitled to a new trial, as the Court of Appeals determined, because a court reporter is unable to transcribe portions of trial testimony necessary to the proper presentation of assigned errors on appeal. Plaintiffs, of course, adopt this position. Conversely, defendants contend that, instead of granting a new trial, the Court of Appeals should have affirmed the judgments of the trial court on the basis that plaintiffs failed to provide a transcript of the trial proceedings for appellate review. For the following reasons we find that neither contention is entirely sound.
The duty to provide a transcript for appellate review falls upon the appellant. This is necessarily so because an appellant bears the burden of showing error by reference to matters in the record. See State v. Skaggs (1978), 53 Ohio St. 2d 162. This principle is recognized in App. R. 9(B), which provides, in part, that “***the appellant shall in writing order from the reporter a complete transcript or a transcript of such parts of the proceedings not already on file as he deems necessary for inclusion in the record* * * .”* When portions of the transcript necessary for resolution of assigned errors are omitted from the record, the reviewing court has nothing to pass upon and thus, as to those assigned errors, the court has no choice but to presume the validity of the lower court’s proceedings, and affirm.
The plaintiffs in this action did not meet their burden to supply a transcript of the trial proceedings. Admittedly, it was through no fault of their own that plaintiffs were unable to supply a verbatim trial transcript. However, other options were available, specifically App. R. 9(C) and (D). App. R. 9(C) permits an appellant to submit a narrative transcript of the proceedings when a verbatim transcript is unavailable, sub*200ject to objections from the appellee and approval from the trial court. App. R. 9(D) authorizes parties to submit an agreed statement of the case in lieu of the record. There is nothing in the record indicating that plaintiffs even attempted to avail themselves of these alternatives. Accordingly, as to those assignments of error dependent for their resolution upon a trial transcript, the judgment of the lower court would ordinarily be affirmed in a case such as this.
One fact, however, precludes such a result in this cause—plaintiffs were never out of order during the entire pendency of the appeal. At all times plaintiffs acted with the permission of the court in waiting for the court reporter to regain her health so that she could transcribe her notes. While we do not condone the long delays involved here, particularly those caused by the removed trial judge’s lackadaisical behavior, we find no legal impropriety on plaintiffs’ behalf. Under such circumstances we believe it would be inappropriate to affirm the judgments of the trial court, as defendants urge.
This does not mean, however, that plaintiffs are entitled to a new trial. Rather, the cause should be remanded to the trial court, where, pursuant to Civ. R. 63(B), a judge shall be appointed to complete the unfulfilled duties of the removed trial judge in this cause. Several options are then available to the appointed judge. We suggest that an inquiry be made as to the current health status of the court reporter. Indeed, it would not be surprising to find that she is now quite able to transcribe her notes. If not, plaintiffs should be given the opportunity to provide the court with an App. R. 9(C) narrative transcript. The parties might even reach an agreed statement of the case pursuant to App. R. 9(D). But, the appointed judge should consider granting plaintiffs a new trial, in accordance with Civ. R. 63(B), only after all reasonable solutions to this problem are exhausted.
For the aforementioned reasons the judgment of the Court of Appeals is reversed and the cause remanded for further proceedings consistent with this opinion.
Judgment reversed and cause remanded.
*201Celebrezze, C. J., Herbert, W. Brown, P. Brown, Sweeney, Locher and Holmes, JJ., concur.
It is also true that the appellee must bear some burden for providing an adequate transcript under App. R. 9(B). The relevant portion of that rule states that “[i]f the appellee deems a transcript of other parts of the proceedings to be necessary he shall* **file and serve on the appellant a designation of additional parts to be included.” However, this does not relieve an appellant from the primary burden of providing a transcript.
Holmes, concurring
concurring. I am in agreement with the majority opinion, but would like to point out that in addition to the avenues open to the parties, as suggested in the opinion, the Appellate Rules, by way of App. R. 9(E), provide that the Court of Appeals may correct or modify the record to reflect that which occurred in the trial court. The following pertinent language is to be found within App. R. 9(E):
“ * * * If anything material to either party is omitted from the record by error or accident or is misstated therein, the parties by stipulation, or the trial court, either before or after the record is transmitted to the court of appeals, or the court of appeals, on proper suggestion or of its own initiative, may direct that the omission or misstatement be corrected, and if necessary that a supplemental record be certified and transmitted.”
Research the next case the same way
Everything on this page, for any of 10 million opinions.
Search every way lawyers do
Citation, case name, boolean with /s and /p, or a plain-English question. Free, no login.
See what still holds
Every case shows how later courts treated it: followed, distinguished, limited or overruled.
Check a brief before you file
CiteCheck reads your brief and flags cites that don't exist, don't match, or aren't good law.
Use it where you work
The LawDiver connector brings real caselaw into Claude, ChatGPT and Cursor. An API for builders.
Try CiteCheck free or create a free account for AI research and saved folders
Related landmark cases
- People v. Delgadillo14 Cal. 5th 216 (2022)
- Zeller v. Cantu395 Mass. 76 (1985)
- Anthony J. Keller v. Helen M. O'Brien425 Mass. 774 (1997)
- Mary E. Guglietto McKenna v. Lareto Guglietto1996 R.I. LEXIS 254 (1996)
- Steve John Grenz, Appellant, Respondent v. the State of Wyoming, Department of Family Services, Child Support…2011 Wyo. LEXIS 4 (2011)