Supreme Court of North Carolina

Viar v. North Carolina Department of Transportation

Claude M. Viar, Jr., Co-Administrator of the Estate of Megan Rae Viar, Deceased, and Co-Administrator of the Estate…

359 N.C. 400 · 610 S.E.2d 360

Decided April 7, 2005

Good LawGood law: 17 citing cases carry treatments with no negative treatment.

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SummaryHoldingsLater treatmentOpinion of the Court

Summary

The Supreme Court of North Carolina vacated the Court of Appeals’ decision and dismissed the plaintiff’s appeal because the plaintiff failed to comply with the appellate rules governing assignments of error and appellate briefing. The Court held that the Court of Appeals could not use Rule 2 to create an appeal for a party who had not properly presented and argued the issues.

Holdings

  • Whether the Court of Appeals could use Rule 2 to excuse the plaintiff’s violations of Rules 10 and 28 and reach the merits.. No. The plaintiff’s violations required dismissal of the appeal, and the Court of Appeals could not create an appeal by suspending the rules and deciding an issue the plaintiff had not properly presented or argued. *401–*402

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How later courts treated this case

260 opinions cite this case

  • Cited

    Shirley Hardy Lawrence, Plaintiff v. Sophia Mindy Sullivan, Defendant, 192 N.C. App. 608. The court invoked this notice concern in explaining why the dismissal grounds not raised in the defendant’s motion were problematic.

  • Explained

    Dogwood Development and Management Company, LLC v. White Oak Transport Company, Inc., 362 N.C. 191. The genesis of much of the present confusion surrounding the operation of our appellate rules originated in Viar, a decision susceptible to several reasonable interpretations.

  • Explained

    State of North Carolina v. Elgin Orlandas Hart, 361 N.C. 309. We simply noted that the Court of Appeals majority had justified its application of Rule 2 in Viar by using that phrase.

  • Explained

    Donald Nelson and Dinah Nelson, Plaintiffs v. Hartford Underwriters Insurance Company, Sharpe Home Concepts, Inc…, 177 N.C. App. 595. The court says the two decisions are compatible and that the later decision does not address or overrule the summary-judgment rule.

  • Applied

    In re R.A.F., R.G.F.. It is not the role of the appellate courts . . . to create an appeal for an appellant.

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In this case

Opinion of the Court

*401 PER CURIAM.

On appeal to this Court, defendant contends that plaintiffs appeal should be dismissed in accordance with Judge Tyson’s dissenting opinion in the Court of Appeals for violation of the Rules of Appellate Procedure. We agree.

The North Carolina Rules of Appellate Procedure are mandatory and “failure to follow these rules will subject an appeal to dismissal.” Steingress v. Steingress, 350 N.C. 64, 65, 511 S.E.2d 298, 299 (1999). In the instant case, plaintiff has failed to comply with Rule 10 and Rule 28(b). With respect to assignments of error, Rule 10(c) provides the following:

(1) Form; Record References. A listing of the assignments of error upon which an appeal is predicated shall be stated at the conclusion of the record on appeal in short form without argument, and shall be separately numbered. Each assignment of error shall so far as practicable, be confined to a single issue of law; and shall state plainly, concisely and without argumentation the legal basis upon which error is assigned. An assignment of error is sufficient if it directs the attention of the appellate court to the particular error about which the question is made, with clear and specific record or transcript references. Questions made as to several issues or findings relating to one ground of recovery or defense may be combined in one assignment of error, if separate record or transcript references are made.

N.C. R. App. P. 10(c)(1). In this case, plaintiff presented two assignments of error, neither of which was numbered or made specific record references. Moreover, the second stated assignment of error did not “state plainly, concisely and without argumentation the legal basis upon which error [was] assigned.”

With respect to an appellant’s brief, Rule 28(b) requires the following:

(6) An argument, to contain the contentions of the appellant with respect to each question presented. Each question shall be separately stated. Immediately following each question shall be a reference to the assignments of error pertinent to the question, identified by their numbers and by the pages at which they appear in the printed record on appeal. Assignments of error not set out in the appellant’s brief, or in support of which no *402 reason or argument is stated or authority cited, will be taken as abandoned.

N.C. R. App. P. 28(b)(6). Plaintiff made no argument as to the first stated assignment of error in his brief to the Court of Appeals. Thus, this assignment of error is deemed abandoned under Rule 28(b)(6). Nevertheless, plaintiffs brief in the Court of Appeals refers to assignment of error one and then to the pages of the record containing the dissenting opinion in the Industrial Commission. Moreover, plaintiffs second stated assignment of error purports to challenge the Industrial Commission’s conclusion of law, but the arguments in plaintiff’s brief in the Court of Appeals do not address the issue upon which the Industrial Commission’s conclusion of law was based.

The majority opinion in the Court of Appeals, recognizing the flawed content of plaintiff’s appeal, applied Rule 2 of the Rules of Appellate Procedure to suspend the Rules. The majority opinion then addressed the issue, not raised or argued by plaintiff, which was the basis of the Industrial Commission’s decision, namely, the reasonableness of defendant’s decision to delay installation of the median barriers. The Court of Appeals majority asserted that plaintiff’s Rules violations did not impede comprehension of the issues on appeal or frustrate the appellate process. Viar v. N.C. Dep’t of Transp., 162 N.C. App. 362, 375, 590 S.E.2d 909, 919 (2004). It is not the role of the appellate courts, however, to create an appeal for an appellant. As this case illustrates, the Rules of Appellate Procedure must be consistently applied; otherwise, the Rules become meaningless, and an appellee is left without notice of the basis upon which an appellate court might rule. See Bradshaw v. Stansberry, 164 N.C. 284, 164 N.C. 356, 79 S.E. 302 (1913).

For the reasons stated herein and in that portion of the dissenting opinion in the Court of Appeals addressing plaintiff’s violation of the Rules of Appellate Procedure, plaintiff’s appeal should have been dismissed by the Court of Appeals. The decision of the Court of Appeals is vacated and plaintiff’s appeal is dismissed.

DISMISSED.

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