Supreme Court of the United States

Alabama v. Pugh

438 U.S. 781 · 98 S. Ct. 3057 · 57 L. Ed. 2d 1114

Decided July 3, 1978

Good LawThe Supreme Court’s 1978 decision has never been reversed, vacated, or overruled by any higher authority, and no later court has criticized or limited its holding. Numerous district courts and the Ninth Circuit have repeatedly followed the rule that the Eleventh Amendment bars suits against a state or its agencies unless the state consents. With no negative treatment on the record, the case remains good law.

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SummaryHoldingsLater treatmentOpinion of the CourtStevens, dissenting

Summary

In a per curiam opinion the Court granted certiorari, reversed the lower court's judgment in part, and remanded with instructions to dismiss the State of Alabama and its Board of Corrections on Eleventh Amendment grounds. Justices Brennan and Marshall filed a joint dissent, as did Justice Stevens, arguing that the majority should not have intervened or that the issues were not properly before the Court. The majority relied on Edelman v. Jordan and held that the Eleventh Amendment defense is jurisdictional and bars the suit against the State.

Holdings

  • Whether the mandatory injunction against the State of Alabama and the Alabama Board of Corrections violates the Eleventh Amendment immunity. The Court held that the Eleventh Amendment bars the suit and ordered the dismissal of the State of Alabama and the Alabama Board of Corrections from the action

Written by LawDiver's case analysis.

How later courts treated this case

1,799 opinions cite this case

  • Reversed

    Tom Capps, Plaintiffs v. Victor Atiyeh, Defendant; Joe West, Plaintiffs, v. Victor Atiyeh…, 495 F. Supp. 802. The decision is identified as having remanded on other grounds.

  • Cited

    Kevin Donnell Murphy v. Delaware Division of Child Support Services (dcss). quoted in Laskaris v. Thornburgh discussion

  • Cited

    Michael Garcia v. California State Supreme Court. Alabama v. Pugh is cited for the per curiam Eleventh Amendment holding.

  • Cited

    Trevon R. Kirkland v. Cdcr. cited in sovereign immunity analysis

  • Cited

    James Michael Rust v. Whitney Merideth. String-cited for the Eleventh Amendment bar.

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In this case

Opinion of the Court

Per Curiam.

Respondents, inmates or former inmates of the Alabama prison system, sued petitioners, who include the State of Alabama and the Alabama Board of Corrections as well as a number of Alabama officials responsible for the administration of its prisons, alleging that conditions in Alabama prisons constituted cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments. The United States District Court agreed and issued an order prescribing measures designed to eradicate cruel and unusual punishment in the Alabama prison system. The Court of Appeals for the Fifth Circuit affirmed but modified some aspects of the order which it believed exceeded the limits of the appropriate exercise of the court's remedial powers. 559 F. 2d 283.

Among the claims raised here by petitioners is that the issuance of a mandatory injunction against the State of Alabama and the Alabama Board of Corrections is unconstitutional because the Eleventh Amendment prohibits federal courts from entertaining suits by private parties against States and their agencies. The Court of Appeals did not address this contention, perhaps because it was of the view that in light of *782the numerous individual defendants in the case dismissal as to these two defendants would not affect the scope of the injunction. There can be no doubt, however, that suit against the State and its Board of Corrections is barred by the Eleventh Amendment, unless Alabama has consented to the filing of such a suit. Edelman v. Jordan, 415 U. S. 651 (1974); Ford Motor Co. v. Department of Treasury, 323 U. S. 459 (1945); Worcester County Trust Co. v. Riley, 302 U. S. 292 (1937). Respondents do not contend that Alabama has consented to this suit, and it appears that no consent could be given under Art. I, § 14, of the Alabama Constitution, which provides that “the State of Alabama shall never be made a defendant in any court of law or equity.” Moreover, the question of the State’s Eleventh Amendment immunity is not merely academic. Alabama has an interest in being dismissed from this action in order to eliminate the danger of being held, in contempt if it should fail to comply with the mandatory injunction.1 Consequently, we grant the petition for certio-rari limited to Question 2 presented by petitioners,2 reverse the judgment in part, and remand the case to the Court of Appeals with instructions to order the dismissal of the State of Alabama and the Alabama Board of Corrections from this action.

So ordered.

Mr. Justice Brennan and Mr. Justice Marshall dissent.

Respondents contend that petitioners failed to raise the Eleventh Amendment issue in the District Court. The Court held in Edelman v. Jordan, 415 U. S. 651, 678 (1974), however, that “the Eleventh Amendment defense sufficiently partakes of the nature of a jurisdictional bar so that it need not be raised in the trial court . . . .”

“Whether the mandatory injunction issued against the State of Alabama and the Alabama Board of Corrections violates the State’s Eleventh *783Amendment immunity or exceeds the jurisdiction granted federal courts by 42 U. S. C. § 1983.”

Stevens, dissenting

Mr. Justice Stevens,

dissenting.

This Court is much too busy to spend its time correcting *783harmless errors. Nothing more is accomplished by the summary action it takes today.*

The Court does not question the propriety of the injunctive relief entered by the District Court and upheld by the Court of Appeals. Striking the State’s name from the list of parties will have no impact on the effectiveness of that relief. If the state officers disobey the injunction, financial penalties may be imposed on the responsible state agencies. Hutto v. Finney, 437 U. S. 678. The District Court’s asserted error did not trouble the Court of Appeals because it has no practical significance. It does not justify the exercise of this Court’s certio-rari jurisdiction. I respectfully dissent.

Surely the Court does not intend to resolve summarily the issue debated by my Brothers in their separate opinions in Hutto v. Finney, 437 U. S. 678, 700 (BreNNAN, J., concurring), and 708-709, n. 6 (Powell, J., concurring in part and dissenting in part).

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