Supreme Court of the United States

Raley v. Ohio

June 22, 1959360 U.S. 423

Summary

The Court dismissed the appeals for lack of appellate jurisdiction, treated the appeal papers as petitions for certiorari, and granted review. Justice Brennan's opinion held that due process prohibited convicting Raley, Brown, and Morgan for invoking a privilege against self-incrimination that the investigating commission had affirmatively represented as available, notwithstanding an Ohio immunity statute that eliminated the privilege. The federal claim was adequately preserved because the Ohio Supreme Court had addressed its substance. The Court divided equally over Stern, leaving his conviction affirmed without a controlling merits rationale. Brennan and three other Justices would also have reversed Stern's conviction because the commission's direction to answer rested on the same misleading assurance that the privilege generally remained available. Justice Clark, joined by Justices Frankfurter, Harlan, and Whittaker, concurred in the opinion concerning the other three witnesses but concluded that Stern's explicit direction to answer defeated his entrapment-based due process claim. Justice Stewart did not participate.

Holding

  • Appellate jurisdiction and review by certiorari.. The appeals must be dismissed because the appellants did not demonstrate a timely state-court challenge to the validity of a state statute, but the appeal papers may be treated as petitions for certiorari and review granted.
  • Preservation of the federal due process claim.. The federal claim was adequately preserved because the Ohio Supreme Court passed on the contention that the witnesses lacked sufficient notice that their assertions of privilege were being rejected.
  • Convictions following official assurances that the privilege against self-incrimination was available.. The convictions of Raley, Brown, and Morgan violated the Due Process Clause because the commission actively misled them into believing that they could invoke the privilege for which they were subsequently punished.

Docket 175

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