U.S. Court of Appeals for the Ninth Circuit
Philip Rosati v. Dr. Igbinoso
Philip Walker Rosati, Plaintiff-Appellant v. Igbinoso
791 F.3d 1037
Decided June 26, 2015
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Summary
A per curiam Ninth Circuit panel reversed the Prison Litigation Reform Act screening dismissal of a transgender prisoner's pro se § 1983 claim that officials' refusal to provide sexual reassignment surgery (SRS) for severe gender dysphoria showed Eighth Amendment deliberate indifference. The state conceded at oral argument that dismissing without leave to amend was error, and the panel further concluded the complaint plausibly alleged subjective awareness and conscious disregard, pointing to repeated self-castration attempts despite hormones, a blanket policy against SRS, and reliance on a physician's assistant with no transgender-medicine experience. The court expressly expressed no opinion on whether SRS is medically necessary or whether other legitimate reasons for denial exist, and directed that the previously unaddressed Equal Protection claim be addressed in the first instance on remand.
Holdings
- Whether dismissal of the pro se complaint without leave to amend was proper.. No. A district court should not dismiss a pro se complaint without leave to amend unless it is absolutely clear that the deficiencies of the complaint could not be cured by amendment; the state's oral-argument concession of error alone justified reversal, and the complaint in fact stated a claim upon which relief could be granted. 791 F.3d 1037, 1039
- Whether the complaint plausibly alleged deliberate indifference to a serious medical need in denying SRS.. Yes. Allegations of severe gender dysphoria with repeated self-castration attempts despite hormone treatment, SRS identified as the medically accepted treatment via WPATH Standards cited in the complaint, official awareness of the need, and denial driven by a blanket policy — or, absent such policy, reckless disregard evidenced by reliance solely on a physician's assistant with no experience in transgender medicine — suffice to state a plausible Eighth Amendment deliberate-indifference claim. 791 F.3d 1037, 1039-40
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How later courts treated this case
758 opinions cite this case
Cited
Edward Leon Guy, Iii v. Lindy Labs Inc., Doing Business as Lindy Ai, and Crivello Corp.. quotes Rosati that a district court should not dismiss a pro se complaint without leave to amend unless deficiencies cannot be cured
Cited
Richard Joseph Ashline v. Dr. James King. cites for standard that amendment is futile when deficiencies cannot be cured
Cited
Kenneth R. Henry v. Catholic Charities. Cited for the basis to dismiss without leave to amend.
Cited
Chris Grindling v. Ben Lowenthal;. Court cites Rosati for the standard.
Cited
Bernie Ruiz v. M. Vilorio; M. Alvarez. court cites Lira v. Herrera for the consequence of failing to amend.
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In this case
Opinion of the Court
OPINION
Philip Walker Rosati (now known as Mia Rosati) is a transgender inmate in the California prison system. 1 Rosati filed a pro se 42 U.S.C. § 1983 complaint claiming that prison officials violated the *1039 Eighth Amendment through deliberate indifference to her serious medical needs. Rosati alleges that she suffers from severe gender dysphoria for which sexual reassignment surgery (“SRS”) is the medically necessary treatment, but that prison officials refuse to provide the surgery. The district court dismissed the complaint at screening without leave to amend for failure to state a claim. Rosati, now represented by counsel, appeals. We have jurisdiction under 28 U.S.C. § 1291; we reverse the dismissal and remand for further proceedings.
In determining whether a complaint should be dismissed for failure to state a claim under the Prison Litigation Reform Act, 28 U.S.C. § 1916(e)(2)(B)(ii), we apply the familiar standard of Federal Rule of Civil Procedure 12(b)(6). See Watison v. Carter, 668 F.3d 1108, 1112 (9th Cir.2012). “[A] complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.” Akhtar v. Mesa, 698 F.3d 1202, 1212 (9th Cir.2012) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009)) (internal quotation marks omitted).
Deliberate indifference to the serious medical needs of an inmate is “cruel and unusual punishment” under the Eighth Amendment. See Estelle v. Gamble, 429 U.S. 97, 104-06, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976). To demonstrate deliberate indifference, “plaintiffs must show that [prison officials] were (a) subjectively aware of the serious medical need and (b) failed to adequately respond.” Conn v. City of Reno, 591 F.3d 1081, 1096 (9th Cir.2010), vacated, — U.S. -, 131 S.Ct. 1812, 179 L.Ed.2d 769 (2011), reinstated in relevant part, 658 F.3d 897 (9th Cir.2011). An inmate challenging denial of treatment must allege that the denial “was medically unacceptable under the circumstances,” and made “in conscious disregard of an excessive risk to [the inmate]’s health.” Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir.1996).
1. “A district court should not dismiss a pro se complaint without leave to amend unless ‘it is absolutely clear that the deficiencies of the complaint could not be. cured by amendment.’ ” Akhtar, 698 F.3d at 1212 (quoting Schucker v. Rockwood, 846 F.2d 1202, 1204 (9th Cir.1988) (per curiam)). At oral argument, the state defendants conceded .that the district judge erred by dismissing without leave to amend. This concession alone justifies reversal. But, even absent the concession, we conclude that the complaint, although not drafted with the skill and brevity expected of counsel, stated an Eighth Amendment claim upon which relief could be granted. See id. (noting that the court has “an obligation where the petitioner is pro se, particularly in civil rights cases, to construe the pleadings liberally and to afford the petitioner the benefit of any doubt” (internal quotation marks omitted)).
2. Rosati’s complaint plausibly alleges that she has severe gender dysphoria, citing repeated episodes of attempted self-castration despite continued hormone treatment. 2 Rosati also alleges that the medically accepted treatment for her dys-phoria is SRS, supporting that allegation with copious citations to the World Professional Association for Transgender Health (“WPATH”) Standards of Care. 3 Rosati *1040 plausibly alleges that prison officials were aware of her medical history and need for treatment, but denied the surgery because of a blanket policy against SRS. Indeed, the state acknowledged at oral argument that no California prisoner has ever received SRS. See, e.g., Colwell v. Bannister, 763 F.3d 1060, 1063 (9th Cir.2014) (holding that the “blanket, categorical denial of medically indicated surgery solely on the basis of an administrative policy that one eye is good enough for prison inmates is the paradigm of deliberate indifference” (internal quotation marks omitted)).
Even absent such a blanket policy, Ro-sati plausibly alleges her symptoms (including repeated efforts at self-castration) are so severe that prison officials recklessly disregarded an excessive risk to her health by denying SRS solely on the recommendation of a physician’s assistant with no experience in transgender medicine. See Pyles v. Fahim, 771 F.3d 403, 412 (7th Cir.2014) (explaining that “if the need for specialized expertise ... would have been obvious to a lay person, then the ‘obdurate refusal’ to engage specialists permits an inference that a medical provider was deliberately indifferent to the inmate’s condition”); Hoptowit v. Ray, 682 F.2d 1237, 1252-53 (9th Cir.1982) (“Access to the medical staff has no meaning if the medical staff is not competent to deal with the prisoners’ problems.”), abrogated on other grounds by Sandin v. Conner, 515 U.S. 472, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995).
Although Rosati lacks a medical opinion recommending SRS, she plausibly alleges that this is because the state has failed to provide her access to a physician competent to evaluate her. See De’lonta v. Johnson, 708 F.3d 520, 526 n. 4 (4th Cir.2013) (“Appellees ... take pains to point out that, absent a doctor’s recommendation, De’lonta cannot show a demonstrable need for sex reassignment surgery. However, we struggle to discern how De’lonta could have possibly satisfied that condition when, as she alleges, Appellees have never allowed her to be evaluated by a [gender dysphoria] specialist in the first place.”).
3. We express no opinion on whether SRS is medically necessary for Rosati or whether prison officials have other legitimate reasons for denying her that treatment. But, like other courts that have considered similar actions, we hold that the allegations in Rosati’s complaint are sufficient to state a claim. See, e.g., Kosilek v. Spencer, 774 F.3d 63, 91 (1st Cir.2014) (en banc); De’lonta, 708 F.3d at 525-27; Norsworthy v. Beard, — F.Supp.3d -, -, 2015 WL 1478264, at *7-9 (N.D.Cal. Mar. 31, 2015); Soneeya v. Spencer, 851 F.Supp.2d 228, 245-52 (D.Mass.2012); see also Fields v. Smith, 653 F.3d 550, 554-59 (7th Cir.2011) (affirming a district court’s determination that a statute barring hormone treatment and gender reassignment surgery for prisoners was unconstitutional). 4
REVERSED AND REMANDED.
. Like the parties, we refer to Rosati in the feminine.
. For purposes of this appeal, the state conceded that gender dysphoria is a serious medical condition.
. The state’s argument that the WPATH standards are not fully accepted by the medical community is unavailing because it relies on matters outside the complaint. "When reviewing a motion to dismiss, we consider only allegations contained in the pleadings, exhibits attached to the complaint, and matters properly subject to judicial notice.” Akhtar, *1040 698 F.3d at 1212 (internal quotation marks omitted).
. Rosati also asserted an Equal Protection claim, which the district court dismissed without explanation. That court should address the merits of this claim in the first instance on remand. See Akhtar, 698 F.3d at 1212-13 ("To comply with the law of this circuit, the district court was required to explain the deficiencies in Akhtar’s first amended complaint.”).
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