New York Court of Appeals
Chaskie J. Rosenberg, Appellant v. MetLife, Inc., Respondents
March 29, 20078 N.Y.3d 359
Summary
The New York Court of Appeals held that statements made by an employer on a NASD Form U-5 are protected by an absolute privilege in defamation actions, reasoning that the filing is a compulsory step in a quasi‑judicial regulatory process serving significant public interests. The court answered a certified question from the Second Circuit, affirming the lower court's dismissal of the libel claim. Justice Pigott dissented, arguing that only a qualified privilege should apply.